Investment advice
Portfolio advice with goals, risk, statements, SOA, and a clear implementation and reporting close.
5 stages
This is the same platform journey available under Your organisation’s templates in the adviser portal. Firms clone it, then tailor stages and document artefacts.
- Goals & risk — Confirm investment goals and horizon; complete or reuse a current risk profile.
- Current portfolio — Upload statements; review holdings, fees, and asset allocation.
- Recommendation — Prepare an SOA covering portfolio changes, managed funds, fees, and conflicts.
- Implementation — Applications, transfers, and rebalancing to target allocation.
- Monitoring & reporting — Set reporting cadence and close the workflow.
How it connects
Stages can link fact-find forms, vault documents, mail-merge SOA artefacts, tasks, and client portal share/accept/sign actions. Matters appear on the Advice Pipeline by template stage.
Adviser tip: Clone the platform template into your firm, then reshape stages, artefacts, and tasks so the Advice Pipeline matches how you already deliver advice.